摘要：近年来监理企业在不断的发展和规范化的进程中，取得了很多重大的成功，其发展趋势也呈现出良好的态势，但在另一方面，监理企业也无时不刻面临着挑战和风险。针对这一状况，本文以建设监理企业为主体，在分析了风险和风险管理理论的基础上，结合了监理行业本身具有的特性，对工程建设监理企业面对的内外部风险因素和其对风险管理的应用方法，等进行了较为深入的研究与分析。并以工程建设监理企业的风险管理为行文逻辑，首先介绍了风险以及风险管理的一些基本理论；其次针对工程建设监理企业所面临的内外部风险，系统探讨了风险识别的方法和依据；介绍了检查表法、工作分解结构、SWOT分析法、计划评审技术、敏感性分析法和层次分析法等在风险评价中常用的定性定量的方法，并结合定量定性的层次分析法和SWOT分析法对上海一监理企业的风险实例进行分析，得出对该监理企业影响最大的风险因素。最后根据监理企业面对的不同风险来源，例如：业主、工程承包商、监理企业内部、社会和自然环境等风险因素，提出了相应的风险应对措施及监控方案。最后探讨了监理企业应该作出改进的几点建议及监理企业朝工程项目管理转型的发展方向。62026

毕业论文关键词：建设监理企业；风险管理；风险识别；风险评价

Abstract Abstract：In recent years, supervision enterprises in the process of continuous development and standardization, made a lot of great success, its development is also showing a good trend, but on the other hand, the supervision enterprises also kept facing challenges and risks. In view of that, this paper is talking about how the risk of engineering construction supervision enterprises were classification and based on the analysis and evaluation according to the construction and engineering supervision enterprise implementation of risk management in the process of the actual situation of related risk response strategy and control method is proposed. This article from the construction supervision enterprise perspective, risk and risk management theory, combined with the characteristics of engineering construction supervision enterprises, methods and application of risk management in engineering construction supervision enterprises conducted in-depth analysis and research of the whole process in engineering construction supervision enterprise risk management as the main line, basic theory brief introduction of risk and risk management; in view of the existing construction supervision enterprise's internal and external risk, elaborated on the concept, its risk management objectives, principles and basic process; discusses the risk recognition process and basis; introduced the inspection method, work breakdown structure, SWOT analysis methods commonly used qualitative and quantitative evaluation method, program evaluation and review technique, sensitivity analysis and analytic hierarchy process in risk, and combining quantitative and qualitative analytic hierarchy process and SWOT Analysis of the risk of a supervision enterprise in Shanghai, the risk of the supervision of enterprises to the greatest risk factors. On the basis of commonly used methods are introduced in detail to deal with the risk of, according to the different risk source of Engineering Construction Supervision Enterprises: building owners, contractors, supervision enterprise internal, social and natural environment. The corresponding risk response measures and monitoring schemes are presented in this paper. In the end, the paper discusses the development direction of the supervision enterprises should make some suggestions to improve the management of the project management in the future.

Key Words: construction supervision enterprise; risk management; risk identification; risk assessment

目录

１ 绪论